Boston Compliance Associates

 

helping investment professionals find their way through today's complex regulatory maze

sample service areas

We do not believe in pricing gimmicks that require you to pay more for "extra levels" of support. At Boston Compliance Associates we only have one level - ALL-INCLUSIVE.  


Our compliance consulting team includes former auditors, compliance executives, and alumni of big four and boutique regulatory consulting firms. Our engagements include experienced compliance consultants and a dedicated investment attorney. Affordable legal rates available for clients who require in-depth legal work outside the scope of compliance consulting. All attorneys we partner with are licensed to practice the law and do not work under the guise of a consultant. This is how Boston Compliance Associates is different from our competitors. Our group of dedicated legal professionals is well-versed in many specialized areas of securities law, including specific state as well as federal regulations, bringing a diverse background to the table. This gives us an edge when dealing with complex industry regulatory matters. 


We believe all investment managers need and deserve a comprehensive package of regulatory services customized for their business regardless of size, budget or location.  


Working pledge: "Our unique business model ensures that our work product, ongoing client support and pricing strategy is the best value in the industry. Guaranteed." Tina Petruzziello, Founder & Compliance Principal